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Stock fraud gained notoriety following the revelation of the illegalities occurring throughout the securities industry prior to and during the 2008 financial crisis, which has since opened doors for greater transparency and accountability for the investing community. Thankfully, the regulations governing the securities industry are stricter, more encompassing, and more enforced than ever. The door is open for a whole host of complex situations that can give rise to an action for stock fraud against brokers, dealers, investment managers and even accounting professionals. Stock fraud is no joke, and carries substantial prison time, monetary penalties, restitution requirements, and may negatively impact your professional and personal life. At Team Law, our diligent and resourceful New Jersey Stock Fraud Lawyers are prepared to vigorously defend you in every phase of the stock fraud claim, from the investigative process through a thoroughly prepared defense of your case.
Due to the fact that stock fraud cases can involve both civil and criminal prosecution, our New Jersey Stock Fraud Lawyers provide strong and tactful legal representation every step of the way. Whether your case involves allegations of a far-reaching scheme or isolated event, we will fight for your rights and help to provide clarity in moving forward with your life and ultimately protect your interests. Our legal team is here to protect you.
To learn more about our practice and how we can help, contact us to schedule a free and confidential consultation.
Facing Stock Fraud Charges And Have Questions? We Can Help, Tell Us What Happened.
Stock fraud is governed by a vast and complex array of laws in the United State, leading some stock fraud cases to be prosecuted in federal court. We have experience in handling all matters involving stock fraud cases, including the following:
Often, stock fraud claims are based on the accusation that the defendant(s) made some type sort of material misrepresentation, fraudulent statement, or omission upon which investors relied, and were therefore harmed financially. Stock fraud cases may include the following:
If you are facing charges of stock fraud, you need strong legal counsel to build a defense and craft a tactful legal defense strategy during this pivotal time. At Team Law, our experienced New Jersey Stock Fraud Lawyers are here to help. We have a thorough understanding of the charges that you face and of the criminal and civil justice systems. We work hard to get the best result possible for you. If you are facing stock fraud, it is important to seek the help of a skilled and resourceful lawyer immediately. We will fight for your rights and interests. Contact Team Law for a free and confidential consultation.
There is a wide range of penalties that can apply in a stock fraud case, usually depending on the level of financial harm and the number of people implicated in the alleged damage. A conviction can result in at least 25 years in prison in some more serious cases. Even a relatively minor stock fraud case can cause you to lose your license permanently and will negatively impact your professional reputation. The government may freeze your assets and order payment of restitution to the victims of the fraud alleged, and can also impose significant monetary fines in addition to restitution.
Generally, no. Stock fraud cases turn on some type of misrepresentation. Perhaps an investment option carried risks, and you failed to adequately disclose those risks to potential investors. Also, in order to achieve a conviction, the prosecution will be required to establish some sort of intent on your part, meaning that you made a representation with the intent to defraud. Because of the level of reliance on facts and minutia in these cases, our experienced stock fraud defense lawyers can challenge the intent element or even whether you misrepresented the facts altogether.
If you or someone you love are facing stock fraud charges, consult an experienced defense attorney immediately. At Team Law, we have the experience and skills to help you. Contact us for a free and confidential consultation.
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